The continuing education programme AZEK FinSA provides client advisors with the knowledge of FinSA rules of conduct and specialist knowledge required by the legislator. The live online seminars enable direct exchange with lecturers and participants. The theoretical knowledge imparted is deepened and consolidated using practical examples.
The programme is aimed at financial advisors, client advisors, investment advisors, financial planners and specialists in support functions in client advisory services.
The course comprises four online seminars, being conducted live, of two hours each. The seminars will be recorded and the associated presentations, including references and further reading, will be posted on the AZEK learning platformSeminar language is French and German.
There are no admission requirements.
Certification / Recognition
The AZEK FinSA certificate for advisors at a FINMA-supervised organisation requires participation in the four seminars (two on FinSA rules of conduct and two on ESG) per calendar year.
The FinSA Certificate for Advisor Registers is awarded for participation in the two seminars on FinSA rules of conduct per calendar year. Participants thereby receive the proof of required knowledge as per Art. 6FinSA on the Rules of Conduct for
Accredited for SAQ re-certification